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Wealth management & the “Dead Horse” theory

In life, we all face moments when we are riding a dead horse. No matter how much effort we put in, the horse is not moving forward. Wealth management and investing are full of examples where investors and advisers continue to cling to what no longer works.

The Dead Horse Theory is a satirical way of exposing the absurd behaviours we fall into. Instead of accepting reality, we invent ways to avoid it.

Changing the jockey, not the horse

Investors replace one fund manager with another, believing fresh leadership will solve the problem. Yet the system itself is flawed. The idea that someone can consistently beat the market is a dead horse.

Forming committees and endless reviews

Big wealth firms create investment committees and risk oversight boards. To clients, it looks robust. In reality, they are just circling the problem of high costs and inconsistent returns. The horse is still dead.

Buying a new saddle

A shiny new fund, ESG label, or AI-branded product gets launched. It looks different but delivers the same tired outcomes. The saddle may sparkle but the horse remains lifeless.

Redefining what “dead” means

Clients are told “you have not lost money until you sell” or “this fund is just in a rough patch.” That is just shifting language to avoid facing the truth.

The courage to dismount

Real wisdom in investing is not about finding clever ways to fix what cannot be fixed. It is about stepping off the dead horse and moving on. That means:

  • Accepting that high fee active management is often a dead horse
  • Recognising when your adviser’s promises are just a new saddle on the same horse
  • Admitting that certain tax schemes or strategies were doomed from the start
  • You cannot compound wealth if you are feeding a dead horse.

The key question

~What financial dead horses are you still riding?
~An adviser who costs more than they add?
~An investment strategy that never delivers?
~A belief that someone has the magic formula to beat the market?

The first step to building a healthier financial future is the courage to dismount and choose a path that is alive and fruitful.

Nic Round is a Chartered Financial Planner and Chartered Wealth Manager, authorised and regulated by the Financial Conduct Authority.

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